Penalty notices related to transactions.


If you would like to view more copies of official notices, past market regulatory advisory notices, or other advisory notices issued by Zhishang, please visit the English page (the topics of the notices cover various aspects, including new product announcements, trading and clearing time adjustments, etc.)

Rule# Rypes of Theme classification
CME 16-0364-BC Regulation Business Conduct Committee Penalty Notice
CME 16-0396-BC Regulation Business Conduct Committee Penalty Notice
CME 18-0856 (1) Regulation Business Conduct Committee Penalty Notice
CME 18-0856 (2) Regulation Business Conduct Committee Penalty Notice
CME 18-0856 (3) Regulation Business Conduct Committee Penalty Notice
CME 18-0856 (4) Regulation Business Conduct Committee Penalty Notice
CBOT 13-9688-BC Regulation Business Conduct Committee Penalty Notice
CBOT 14-9846-BC Regulation Business Conduct Committee Penalty Notice
CBOT 15-0158-BC Regulation Business Conduct Committee Penalty Notice
CBOT 15-0230-BC Regulation Business Conduct Committee Penalty Notice
CBOT 16-0483-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 16-0532-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 16-0423-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 16-0485-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 16-0538-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 17-0646-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 17-0646-BC Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (1) Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (2) Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (3) Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (4) Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (5) Regulation Business Conduct Committee Penalty Notice
NYMEX 19-1122 (6) Regulation Business Conduct Committee Penalty Notice
COMEX 15-0193-BC Regulation Business Conduct Committee Penalty Notice
COMEX 15-0350-BC Regulation Business Conduct Committee Penalty Notice
COMEX 16-0425-BC (1) Regulation Business Conduct Committee Penalty Notice
COMEX 16-0425-BC (2) Regulation Business Conduct Committee Penalty Notice
COMEX 16-0425-BC (3) Regulation Business Conduct Committee Penalty Notice
COMEX 16-0485-BC Regulation Business Conduct Committee Penalty Notice
COMEX 16-0495-BC Regulation Business Conduct Committee Penalty Notice
COMEX 16-0538-BC Regulation Business Conduct Committee Penalty Notice
COMEX 16-0587-BC (1) Regulation Business Conduct Committee Penalty Notice
COMEX 16-0587-BC (2) Regulation Business Conduct Committee Penalty Notice
COMEX 16-0587-BC (3) Regulation Business Conduct Committee Penalty Notice
COMEX 17-0646-BC Regulation Business Conduct Committee Penalty Notice
COMEX 17-0646-BC Regulation Business Conduct Committee Penalty Notice
COMEX 17-0659-BC (1) Regulation Business Conduct Committee Penalty Notice
COMEX 17-0659-BC (2) Regulation Business Conduct Committee Penalty Notice
COMEX 17-0659-BC (3) Regulation Business Conduct Committee Penalty Notice
COMEX 17-0659-BC (4) Regulation Business Conduct Committee Penalty Notice
COMEX 17-0659-BC (5) Regulation Business Conduct Committee Penalty Notice